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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Glastonbury | CT | 06/2023 | 12/2023 |
| All Green Hydroseed | Terryville | CT | 05/2022 | 09/2022 |
| Harvey's Landscaping | Plainville | CT | 05/2021 | 08/2021 |
| Bryant University | Smithfield | RI | 09/2019 | 05/2020 |
| Bryant University | Smithfield | RI | 09/2020 | 05/2021 |
| Bryant University | Smithfield | RI | 09/2021 | 05/2022 |
| Bryant University | Smithfield | RI | 09/2022 | 05/2023 |
| Unemployed | Bristol | CT | 05/2020 | 09/2020 |
| Saint Paul Catholic High School | Bristol | CT | 09/2015 | 06/2019 |
| Lpl Financial Llc | Manchester | CT | 02/2024 | Present |
1- 2/2024 / Connecticut River Wealth management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-26 |
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