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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
155 N Lake Avenue, Pasadena, CA 91101-1848 • United States
Los Angeles, CA • United States
123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Student Inc | Pomona | CA | 09/2022 | 04/2023 |
| Ihss | Rancho Cucamonga | CA | 02/2019 | 06/2023 |
| Marshalls | Pasadena | CA | 08/2019 | 03/2020 |
| Mi Piace | Pasadena | CA | 02/2019 | 05/2019 |
| Z Gallerie | Pasadena | CA | 09/2018 | 01/2019 |
| Unemployed | La Canada | CA | 01/2010 | 08/2018 |
| Fidelity Investments | Pasadena | CA | 06/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-13 |
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