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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-10 |
Branch Locations
310 6Th Street, Raymond, WA 98577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Raymond | WA | 11/2023 | Present |
| Usps | Raymond | WA | 07/2020 | 02/2024 |
| Orcutt Academy High School | Orcutt | CA | 08/2013 | 06/2017 |
| Kelly Services | Raymond | WA | 03/2020 | 05/2020 |
| Consolidated Electrical Distributors | Santa Maria | CA | 08/2018 | 02/2020 |
| Chik-Fil-A | Santa Maria | CA | 03/2018 | 01/2019 |
| Allan Hancock College | Santa Maria | CA | 08/2017 | 03/2018 |
| Nylife Securities Llc | Raymond | WA | 02/2024 | Present |
| Eagle Strategies Llc | Raymond | WA | 03/2025 | Present |
| Rockett & Son, Llc D/B/A Rockett Financial | Raymond | WA | 03/2025 | Present |
[OPERATING UNDER THE DBA NAME OF ROCKETT & SON, LLC D/B/A ROCKETT FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; RAYMOND WA; START DATE: 03/2025]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-22 |
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