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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 1997-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Olympia | WA | 02/1989 | Present |
| Nylife Securities Inc. | Tacoma | WA | 05/1989 | Present |
| R&S Financial | Raymond | WA | 10/2001 | 06/2019 |
| Rockett & Son, Llc D/B/A Rockett Financial | Raymond | WA | 06/2019 | Present |
| Eagle Strategies Llc | Raymond | WA | 03/1999 | Present |
[Insurance Brokering; Insurance BrokeringAPPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 310-6th St, Raymond, WA 98577; Start Date 10/2001; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ROCKETT & SON, LLC D/B/A ROCKETT FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; RAYMOND, WA; START DATE: 06/2019][ROCKETT ADVENTURES, LLC; Real Estate-50% OWNER IN 80 ACRES OF TIMBER 100% OWNER IN 13 ACRES OF TIMBER 50% OWNER IN 40 ACRES OF TIMBER (12/1/2024); 206 SKEES RD RAYMOND WA 98577; Start Date 08/2024; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive owner][American Fuel Resources ; Nuclear business; 45 Brianza 140 Henderson, NV 89011; Start Date 03/2026; Role/Title: Board Member; Not Investment Related; .25 hours per month; 0 hours per month during securities trading hours; annual meetings]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-13 |
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