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Robert Carl Rockett

Eagle Strategies LLC

Raymond, WA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 1997-04-07
  • WA RA
    APPROVED
    Since 1997-04-07

Branch Locations

310 6Th Street, Raymond, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Olympia WA 02/1989 Present
Nylife Securities Inc. Tacoma WA 05/1989 Present
R&S Financial Raymond WA 10/2001 06/2019
Rockett & Son, Llc D/B/A Rockett Financial Raymond WA 06/2019 Present
Eagle Strategies Llc Raymond WA 03/1999 Present
  • 02/1989 → Present
    New York Life Insurance Co
    Olympia, WA
  • 05/1989 → Present
    Nylife Securities Inc.
    Tacoma, WA
  • 10/2001 → 06/2019
    R&S Financial
    Raymond, WA
  • 06/2019 → Present
    Rockett & Son, Llc D/B/A Rockett Financial
    Raymond, WA
  • 03/1999 → Present
    Raymond, WA
Other Businesses

[Insurance Brokering; Insurance BrokeringAPPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 310-6th St, Raymond, WA 98577; Start Date 10/2001; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ROCKETT & SON, LLC D/B/A ROCKETT FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; RAYMOND, WA; START DATE: 06/2019][ROCKETT ADVENTURES, LLC; Real Estate-50% OWNER IN 80 ACRES OF TIMBER 100% OWNER IN 13 ACRES OF TIMBER 50% OWNER IN 40 ACRES OF TIMBER (12/1/2024); 206 SKEES RD RAYMOND WA 98577; Start Date 08/2024; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive owner][American Fuel Resources ; Nuclear business; 45 Brianza 140 Henderson, NV 89011; Start Date 03/2026; Role/Title: Board Member; Not Investment Related; .25 hours per month; 0 hours per month during securities trading hours; annual meetings]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-03
S63 Uniform Securities Agent State Law Examination 1989-06-13
  • S65 Uniform Investment Adviser Law Examination
    1999-03-03
  • S63 Uniform Securities Agent State Law Examination
    1989-06-13
Other Names
  • Bob Rockett

View on SEC IAPD

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