Best Investors Account Sign in
Claim This Profile
Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-07-31
  • WA RA
    APPROVED
    Since 2019-07-31

Branch Locations

310 6Th Street, Raymond, WA 98577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. Tacoma WA 05/2019 Present
Nylife Securities Llc Tacoma WA 06/2019 Present
Rognlins Aberdeen WA 09/2017 03/2021
Quigg Brothers Inc. Aberdeen WA 12/2015 09/2017
S.E.A. Construction Raymond WA 11/2015 09/2018
Eagle Strategies Llc Tacoma WA 07/2019 Present
Rockett & Son, Llc D/B/A Rockett Financial Raymond WA 08/2019 Present
  • 05/2019 → Present
    New York Life Insurance Co.
    Tacoma, WA
  • 06/2019 → Present
    Nylife Securities Llc
    Tacoma, WA
  • 09/2017 → 03/2021
    Rognlins
    Aberdeen, WA
  • 12/2015 → 09/2017
    Quigg Brothers Inc.
    Aberdeen, WA
  • 11/2015 → 09/2018
    S.E.A. Construction
    Raymond, WA
  • 07/2019 → Present
    Tacoma, WA
  • 08/2019 → Present
    Rockett & Son, Llc D/B/A Rockett Financial
    Raymond, WA
Other Businesses

[OPERATING UNDER THE DBA NAME OF ROCKETT & SON, LLC D/B/A ROCKETT FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; RAYMOND, WA; START DATE: 08/2019] [Willapa Community Development Association; Raymond, WA, 98577; Start Date 12/2020; Role/Title: Board Member; Not Investment Related; 3 hours per month; 2 hours per month during securities trading hours] [Rockett Farms LLC; Small Hobby Farm run by myself and my wife. We have a Tree farm and some cattle.; 104 Airport Rd, Raymond, WA, 98577; Start Date 09/2021; Role/Title: Owner; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Willapa Harbor Chamber of Commerce; local resource to new business.; 916 W First St, South Bend, WA 98586; Start Date 08/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 4 hours per month during securities trading hours; Voting member of the board] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 310 6th Street, Raymond, WA, 98577; Start Date 08/2023; Role/Title: Owner; Investment Related; 15 hours per month; 15 hours per month during securities trading hours] [Rental Property; Renting out a room of an office building.; 310 6th Street, Raymond, WA, 98577; Start Date 01/2024; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Rockett Farms LLC; 50% ownership of 80 acres of timber; 104 Airport Rd, Raymond, WA, 98577; Start Date 07/2024; Role/Title: Owner; Not Investment Related; 0.25 hours per month; 0 hours per month during securities trading hours; 50% owner]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-21
  • S66 Uniform Combined State Law Examination
    2019-07-21
Other Names
  • David Rockett

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Raymond, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor