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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-07-31 |
Branch Locations
310 6Th Street, Raymond, WA 98577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Tacoma | WA | 05/2019 | Present |
| Nylife Securities Llc | Tacoma | WA | 06/2019 | Present |
| Rognlins | Aberdeen | WA | 09/2017 | 03/2021 |
| Quigg Brothers Inc. | Aberdeen | WA | 12/2015 | 09/2017 |
| S.E.A. Construction | Raymond | WA | 11/2015 | 09/2018 |
| Eagle Strategies Llc | Tacoma | WA | 07/2019 | Present |
| Rockett & Son, Llc D/B/A Rockett Financial | Raymond | WA | 08/2019 | Present |
[OPERATING UNDER THE DBA NAME OF ROCKETT & SON, LLC D/B/A ROCKETT FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; RAYMOND, WA; START DATE: 08/2019] [Willapa Community Development Association; Raymond, WA, 98577; Start Date 12/2020; Role/Title: Board Member; Not Investment Related; 3 hours per month; 2 hours per month during securities trading hours] [Rockett Farms LLC; Small Hobby Farm run by myself and my wife. We have a Tree farm and some cattle.; 104 Airport Rd, Raymond, WA, 98577; Start Date 09/2021; Role/Title: Owner; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Willapa Harbor Chamber of Commerce; local resource to new business.; 916 W First St, South Bend, WA 98586; Start Date 08/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 4 hours per month during securities trading hours; Voting member of the board] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 310 6th Street, Raymond, WA, 98577; Start Date 08/2023; Role/Title: Owner; Investment Related; 15 hours per month; 15 hours per month during securities trading hours] [Rental Property; Renting out a room of an office building.; 310 6th Street, Raymond, WA, 98577; Start Date 01/2024; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Rockett Farms LLC; 50% ownership of 80 acres of timber; 104 Airport Rd, Raymond, WA, 98577; Start Date 07/2024; Role/Title: Owner; Not Investment Related; 0.25 hours per month; 0 hours per month during securities trading hours; 50% owner]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-21 |
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