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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-26
  • NJ RA
    APPROVED
    Since 2026-02-26

Branch Locations

184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freelance San Diego CA 06/2020 08/2022
Quality First Basement Cliftwood NJ 06/2017 01/2019
Rutgers New Brunswick NJ 06/2020 06/2022
Relient Servicing Group San Diego CA 05/2019 04/2020
Narway Inc Moonchie NJ 01/2013 01/2017
Adidev Tchnologies San Diego CA 08/2022 11/2022
Unemployed San Diego CA 01/2019 05/2019
Unemployed San Diego CA 06/2022 08/2022
Unemployed San Diego CA 11/2022 05/2023
Unemployed Piscataway NJ 02/2017 06/2017
Paulson Investment Company Llc New York NY 05/2023 06/2023
B. Riley Wealth Advisors, Inc Memphis TN 12/2023 04/2024
Mml Investors Services, Llc Springfield MA 02/2026 Present
Massmutual Life Insurance Company Springfield MA 01/2026 Present
B. Riley Wealth Management Memphis TN 09/2023 04/2024
Babson College Babson Park MA 05/2024 12/2025
Unemployed Warren NJ 06/2023 09/2023
  • 06/2020 → 08/2022
    Freelance
    San Diego, CA
  • 06/2017 → 01/2019
    Quality First Basement
    Cliftwood, NJ
  • 06/2020 → 06/2022
    Rutgers
    New Brunswick, NJ
  • 05/2019 → 04/2020
    Relient Servicing Group
    San Diego, CA
  • 01/2013 → 01/2017
    Narway Inc
    Moonchie, NJ
  • 08/2022 → 11/2022
    Adidev Tchnologies
    San Diego, CA
  • 01/2019 → 05/2019
    Unemployed
    San Diego, CA
  • 06/2022 → 08/2022
    Unemployed
    San Diego, CA
  • 11/2022 → 05/2023
    Unemployed
    San Diego, CA
  • 02/2017 → 06/2017
    Unemployed
    Piscataway, NJ
  • 05/2023 → 06/2023
    Paulson Investment Company Llc
    New York, NY
  • 12/2023 → 04/2024
    Memphis, TN
  • 02/2026 → Present
    Springfield, MA
  • 01/2026 → Present
    Massmutual Life Insurance Company
    Springfield, MA
  • 09/2023 → 04/2024
    B. Riley Wealth Management
    Memphis, TN
  • 05/2024 → 12/2025
    Babson College
    Babson Park, MA
  • 06/2023 → 09/2023
    Unemployed
    Warren, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-09
  • S66 Uniform Combined State Law Examination
    2024-01-09

View on SEC IAPD

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