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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-01 |
| NJ | RA | APPROVED | 2024-12-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 08/2024 | Present |
| Ubs | Weehawken | NJ | 06/2023 | 08/2023 |
| Accent Global Learning | Firenze | 01/2023 | 05/2023 | |
| University Of California, Berkeley | Berkeley | CA | 08/2020 | 08/2024 |
| New Canaan Recreational Department | New Canaan | CT | 06/2020 | 08/2020 |
| New Canaan High School | New Canaan | CT | 08/2016 | 06/2020 |
| Saxe Middle School | New Canaan | CT | 08/2012 | 06/2016 |
| Aupairworld | Auribeau-Sur-Siagne | 06/2021 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-07 |
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