Best Investors Account Sign in

Maria Estelle Asker

Ubs Financial Services Inc.

New York, NY

CRD 7742135

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-01
NJ RA APPROVED 2024-12-26
  • NY RA
    APPROVED
    Since 2026-04-01
  • NJ RA
    APPROVED
    Since 2024-12-26

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 08/2024 Present
Ubs Weehawken NJ 06/2023 08/2023
Accent Global Learning Firenze 01/2023 05/2023
University Of California, Berkeley Berkeley CA 08/2020 08/2024
New Canaan Recreational Department New Canaan CT 06/2020 08/2020
New Canaan High School New Canaan CT 08/2016 06/2020
Saxe Middle School New Canaan CT 08/2012 06/2016
Aupairworld Auribeau-Sur-Siagne 06/2021 08/2021
  • 08/2024 → Present
    Weehawken, NJ
  • 06/2023 → 08/2023
    Ubs
    Weehawken, NJ
  • 01/2023 → 05/2023
    Accent Global Learning
    Firenze
  • 08/2020 → 08/2024
    University Of California, Berkeley
    Berkeley, CA
  • 06/2020 → 08/2020
    New Canaan Recreational Department
    New Canaan, CT
  • 08/2016 → 06/2020
    New Canaan High School
    New Canaan, CT
  • 08/2012 → 06/2016
    Saxe Middle School
    New Canaan, CT
  • 06/2021 → 08/2021
    Aupairworld
    Auribeau-Sur-Siagne
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-23
S63 Uniform Securities Agent State Law Examination 2024-12-07
  • S65 Uniform Investment Adviser Law Examination
    2024-12-23
  • S63 Uniform Securities Agent State Law Examination
    2024-12-07
Other Names
  • Mariaestelle Elin Asker

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor