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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-02-01 |
Branch Locations
500 Stanton Christiana Rd, Newark, DE 19713 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Philadelphia | PA | 08/2014 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 07/2017 | 06/2022 |
| Fleur Cinema | Des Moines | IA | 09/2014 | 12/2019 |
| Doordash | Philadelphia | PA | 04/2021 | Present |
| Jp Morgan Chase Bank N.A. | Philadelphia | PA | 05/2022 | 01/2024 |
| Jp Morgan Securities, Llc | Philadelphia | PA | 06/2022 | 01/2024 |
| Jpmorgan Chase Bank, N.A. | Newark | DE | 01/2024 | Present |
| Jp Morgan Securities, Llc | Newark | DE | 01/2024 | Present |
DOORDASH; NOT INVESTMENT RELATED; PHILADELPHIA,PA; DELIVERY DRIVER; START DATE 04/10/2021; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; DELIVERING FOOD TO CUSTOMERS. RENTAL PROPERTY; INVESTMENT RELATED; NEW HAMPTON,IA; 50% OWNERSHIP; START DATE 01/21/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-13 |
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