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Lisa Marie Pogorzelski

Alera Investment Advisors, LLC

Deerfield, IL

Arnold, MO

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Current Employers
Alera Investment Advisors, Llc

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-08-03
  • MO RA
    APPROVED
    Since 2026-08-03

Branch Locations

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Arnold, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Arnold MO 11/2014 03/2017
Scottrade, Inc. St. Louis MO 03/2017 01/2019
Td Ameritrade, Inc. St Louis MO 02/2018 01/2019
Edward Jones St.LOuis MO 01/2019 01/2021
Lpl Financial Llc Arnold MO 03/2021 06/2022
Pnc Wealth Management Clayton OH 07/2022 07/2026
Alera Investment Advisors Arnold MO 07/2026 Present
Alera Securities Arnold MO 07/2026 Present
Osaic Wealth Arnold MO 07/2026 Present
  • 11/2014 → 03/2017
    Bank Of America
    Arnold, MO
  • 03/2017 → 01/2019
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 01/2019
    Td Ameritrade, Inc.
    St Louis, MO
  • 01/2019 → 01/2021
    Edward Jones
    St.LOuis, MO
  • 03/2021 → 06/2022
    Lpl Financial Llc
    Arnold, MO
  • 07/2022 → 07/2026
    Pnc Wealth Management
    Clayton, OH
  • 07/2026 → Present
    Alera Investment Advisors
    Arnold, MO
  • 07/2026 → Present
    Alera Securities
    Arnold, MO
  • 07/2026 → Present
    Osaic Wealth
    Arnold, MO
Previous Registrations
  • 2022-07-13 → 2026-07-06
    Pnc Wealth Management Llc
    Arnold, MO
    Pittsburgh, PA
    Clayton, MO
    Columbus, OH
    Arnold, MO
    Sheffield, OH
    N. Olmsted, OH
    Pittsburgh, PA
  • 2021-04-14 → 2022-07-14
    Lpl Financial Llc
    Arnold, MO
    San Diego, CA
    Arnold, MO
  • 2019-03-11 → 2021-02-18
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-08
S63 Uniform Securities Agent State Law Examination 2017-06-30
  • S66 Uniform Combined State Law Examination
    2019-03-08
  • S63 Uniform Securities Agent State Law Examination
    2017-06-30
Other Names
  • Lisa Marie Walter
  • Lisa Pogorzelski
  • Lisa Marie Pogorzelski

View on SEC IAPD

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OSAIC WEALTH, INC.
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LPL FINANCIAL LLC
NADLER FINANCIAL GROUP, INC.

Other Investors

DAVID SCOTT PEARLSTEIN
STEVEN SCOTT HOWARD
Farrahlyn S Vo
TIMOTHY PAUL SWIAT
LAURA LEE CARDINAL
PAMELA A CAIN
Amy E Kalas
LANCE PAUL EATON

Other Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

More in Deerfield, IL

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