Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-17
TX RA APPROVED_RES 2023-08-17
  • FL RA
    APPROVED
    Since 2023-08-17
  • TX RA
    APPROVED_RES
    Since 2023-08-17

Branch Locations

1401 South Florida Avenue, Lakeland, FL 33803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Lakeland FL 12/2015 02/2017
Jp Morgan Chase Lakeland FL 02/2017 07/2018
Jpmorgan Securities Llc Lakeland FL 02/2017 07/2018
Usmc Orlando FL 09/2015 11/2017
Ameriprise Financial Services, Inc. Lakeland FL 07/2018 08/2023
Lpl Financial Llc Lakeland FL 08/2023 Present
  • 12/2015 → 02/2017
    Td Bank
    Lakeland, FL
  • 02/2017 → 07/2018
    Jp Morgan Chase
    Lakeland, FL
  • 02/2017 → 07/2018
    Jpmorgan Securities Llc
    Lakeland, FL
  • 09/2015 → 11/2017
    Usmc
    Orlando, FL
  • 07/2018 → 08/2023
    Ameriprise Financial Services, Inc.
    Lakeland, FL
  • 08/2023 → Present
    Lakeland, FL
Previous Registrations
Other Businesses

1. 01/02/2024 - Andrew Logans Confections LLC - Other - Bakery/Dessert - Owner/ Manager - Not Investment Related - 502 E Main St, Lakeland, FL 33801 - Start Date 04/14/2023 - 32 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-03
  • S66 Uniform Combined State Law Examination
    2019-04-03
Other Names
  • Mark Sutton
  • Mark Andrew Sutton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lakeland, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor