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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-11-07
  • DE RA
    APPROVED
    Since 2022-11-07

Branch Locations

500 Stanton Christiana Rd, Newark, DE 19713 • United States

Wilmington, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Newark DE 05/2015 03/2021
Citizens Securities, Inc. Newark DE 02/2017 12/2020
Citizens Securities, Inc. Newark DE 03/2021 02/2022
Citizens Securities Inc. Wilmington DE 02/2022 09/2022
Jpmorgan Chase Bank, Na Newark DE 09/2022 Present
Jpmorgan Securities Llc Newark DE 09/2022 Present
Previous Registrations
  • 2021-04-06 → 2022-09-22
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Conshohocken, PA
    Wilmington, DE
    West Palm Beach, FL
    Fairlawn, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-05
S63 Uniform Securities Agent State Law Examination 2017-04-30
  • S65 Uniform Investment Adviser Law Examination
    2021-04-05
  • S63 Uniform Securities Agent State Law Examination
    2017-04-30
Other Names
  • Juan Carlos Rivera-Martinez
  • Juan Carlos Rivera
  • Juan Martinez
  • Juan Carlos Martinez

View on SEC IAPD

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