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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2022-11-07 |
Branch Locations
500 Stanton Christiana Rd, Newark, DE 19713 • United States
Wilmington, DE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Newark | DE | 05/2015 | 03/2021 |
| Citizens Securities, Inc. | Newark | DE | 02/2017 | 12/2020 |
| Citizens Securities, Inc. | Newark | DE | 03/2021 | 02/2022 |
| Citizens Securities Inc. | Wilmington | DE | 02/2022 | 09/2022 |
| Jpmorgan Chase Bank, Na | Newark | DE | 09/2022 | Present |
| Jpmorgan Securities Llc | Newark | DE | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-30 |
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