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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 04/2022 | 08/2022 |
| Western And Southern Life | Greenville | SC | 03/2022 | 09/2022 |
| H&R Block | Greenville | SC | 12/2021 | 02/2022 |
| Vt Army National Guard | Bennington | VT | 01/2020 | 04/2023 |
| Td Bank | Bellows Falls | VT | 08/2018 | 02/2021 |
| New York Life | Manchester | NH | 11/2016 | 03/2017 |
| Djs Restaurant | Ludlow | VT | 11/2011 | 02/2019 |
| Innovation Partners Llc | Charlotte | NC | 01/2023 | 05/2023 |
| Lpl Financial Llc | Greer | SC | 06/2023 | Present |
| Sc Army National Guard | Hodges | SC | 04/2023 | Present |
1) 06/30/2023 - SC Army National Guard - Outside/W-2 Employment - Non-inv. Related - Hodges, SC - Corporal and Specialist - Start Date 01/22/2020 - 16hrs/month - 0% time spent 2) 06/30/2023 - Anne Marie Realty LLC - Mortgage/Real Estate Services - Inv. Related - Mauldin, SC 29662 - Real Estate Sales Person - Start Date 08/15/2022 - 5hrs/month - 0% time spent 3) 06/30/2023 - Sims &Karr Financial Solutions - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date:6/22/2023 4. 09/15/2025 - Trade Street Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date:6/22/2023 - 2080hrs/mnth 7 hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-20 |
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