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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-05-02
  • SC RA
    APPROVED
    Since 2023-05-02

Branch Locations

775 Spartan Blvd Ste 105, Spartanburg, SC 29301-1370 • United States

34 Parkway Commons Way, Greer, SC 29650 • United States

Stravolo Wealth Management, Llc

775 Spartan Boulevard Suite 105, Spartanburg, SC 29301 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-03-01
NC RA APPROVED 2018-01-22
SC RA APPROVED 2018-01-19
  • GA RA
    APPROVED
    Since 2018-03-01
  • NC RA
    APPROVED
    Since 2018-01-22
  • SC RA
    APPROVED
    Since 2018-01-19

Branch Locations

775 Spartan Boulevard Suite 105, Spartanburg, SC 29301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stravolo Wealth Management, Llc Spartanburg SC 01/2009 Present
Cetera Advisor Networks Llc El Segundo CA 01/2013 Present
Lpl Financial Llc Spartanburg SC 05/2023 Present
Previous Registrations
  • 2006-07-19 → 2023-05-02
    Cetera Wealth Services, Llc
    Sewickley, PA
    Spartanburg, SC
  • 2011-10-17 → 2017-12-31
    Spartanburg, SC
  • 2006-06-02 → 2006-08-21
    Ic Advisory Services, Inc.
    Bridgewater, NJ
  • 2005-09-27 → 2006-06-02
    The Investment Center, Inc.
    Spartanburg, SC
Other Businesses

1) 04/28/2023 - S & S Properties - Real Estate Rental - Co-owner - Myrtle Beach, SC - Investment related - 1 Hour per month - Start date: 05/01/2023. 2) 04/28/2023 - Stravolo Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 175 Hours per month. 3) 04/28/2023 - Stephen J Stravolo - Non-Variable Insurance - Selling: Term, LTC and Whole Life through AdvisorNet Insurance - At Reported Business Location(s) - Investment related - 1 Hour per month - Start date: 05/01/2023 4) 03/03/2026 - Stravolo Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date 01/01/2009 - 5 Hours Per Month/ During Trading - I provide financial planning and consulting services through Stravolo Wealth Management, LLC an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-12
S63 Uniform Securities Agent State Law Examination 2002-02-27
  • S65 Uniform Investment Adviser Law Examination
    2005-09-12
  • S63 Uniform Securities Agent State Law Examination
    2002-02-27
Designations
Other Names
  • Steve Joseph Stravolo

View on SEC IAPD

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