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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-05-01
  • SC RA
    APPROVED
    Since 2023-05-01

Branch Locations

775 Spartan Blvd Ste 105, Spartanburg, SC 29301-1370 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

775 Spartan Blvd Ste 105, Spartanburg, SC 29301-1370 • United States

34 Parkway Commons Way, Greer, SC 29650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stravolo Wealth Management Spartanburg SC 06/2014 12/2022
Cetera Advisor Networks Llc El Segundo CA 03/2015 05/2023
Stravolo Wealth Management, Llc Spartanburg SC 01/2023 Present
Lpl Financial Llc Spartanburg SC 05/2023 Present
  • 06/2014 → 12/2022
    Stravolo Wealth Management
    Spartanburg, SC
  • 03/2015 → 05/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2023 → Present
    Stravolo Wealth Management, Llc
    Spartanburg, SC
  • 05/2023 → Present
    Spartanburg, SC
Previous Registrations
  • 2015-08-25 → 2023-05-03
    Cetera Wealth Services, Llc
    Spartanburg, SC
Other Businesses

1) 04/28/2023 - Stabler Family Limited Partnership - Business Owner - SC 29135 - Non investment related - Less than 1 hour per month - Start date: 09/03/2021. 2) 04/28/2023 - Stravolo Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - 160 hours per month - At reported business location(s) 3) 06/07/2023 - Stravolo Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/01/2023 - 5 Hours Per Month/ 1 Hour During Securities Trading - Time Spent 1% - I provide financial planning and consulting services through Stravolo Wealth Management, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-21
  • S66 Uniform Combined State Law Examination
    2015-08-21
Other Names
  • William Henry Granger

View on SEC IAPD

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