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Richard Vandernoord

Van Der Noord Financial Advisors, Inc.

Greer, SC

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Current Employers
Van Der Noord Financial Advisors, Inc.

The Village At Thornblade 420 The Parkway, Suite G2, Greer, SC 29650 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-09
SC RA APPROVED 2005-09-07
  • TX RA
    APPROVED_RES
    Since 2014-04-09
  • SC RA
    APPROVED
    Since 2005-09-07

Branch Locations

The Village At Thornblade 420 The Parkway, Suite G2, Greer, SC 29650 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Van Der Noord Financial Advisors, Inc. Greer SC 06/1997 Present
Thf Advisors, Llc Greenville SC 10/2012 11/2018
Previous Registrations
  • 2013-02-25 → 2018-11-01
    Thf Advisors, Llc
    Greenville, SC
  • 2002-04-15 → 2005-09-07
    Concourse Financial Group Securities, Inc.
    Greer, SC
    Greer, SC
    Greer, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-06
S63 Uniform Securities Agent State Law Examination 1988-07-12
  • S65 Uniform Investment Adviser Law Examination
    1995-11-06
  • S63 Uniform Securities Agent State Law Examination
    1988-07-12
Designations
Other Names
  • Rick Vandernoord
  • Richard Van Der Noord

View on SEC IAPD

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