Dorothee Nagy Bucquet

Employer firm

Smbc Asset Management, Inc. CRD 109691

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• RESEARCH MAINLY ON U.S. CORPORATE BOND MARKETS AND ISSUERS.

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 01/2019
  Sg Americas Securities, Llc
  New York, NY
• 09/2014 → 05/2016
  Institute Of International Finance Seconded From Societe General
  Washington Dc, DC
• 09/2019 → 11/2021
  Sg Americas Securities, Llc
  New York, NY
• 02/2019 → 08/2019
  Societe Generale Luxembourg
  Luxembourg
• 03/2022 → 04/2023
  Credit Agricole Corporate And Investment Bank
  New York, NY
• 03/2022 → 04/2023
  Credit Agricole Securities (Usa) Inc.
  New York, NY
• 05/2023 → Present
  Smbc
  New York, NY
• 05/2023 → Present
  Smbc Nikko Securities America, Inc
  New York, NY
• 12/2021 → 02/2022
  Societe Generale
  Paris
• 12/2025 → Present
  Smbc Asset Management
  New York, NY

Other Businesses

?Ms Bucquet is Managing Director and Head of Corporate Compliance of SMBC Americas. She is responsible for centralized corporate compliance functions for the Americas Division

Exams

• S66 Uniform Combined State Law Examination
  2025-12-02
• S63 Uniform Securities Agent State Law Examination
  2016-08-25

Other Names

• Dorothee Nagy
• Dorothee Bucquet