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Aletta Marsans

First Manhattan Co. LLC

New York, NY

CRD 6627768

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Employer firm

First Manhattan Co. LLC CRD 325281

$38.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
First Manhattan Co. Llc

399 Park Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-09
NY RA APPROVED 2024-06-09
  • CT RA
    APPROVED
    Since 2024-06-09
  • NY RA
    APPROVED
    Since 2024-06-09

Branch Locations

399 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2016 09/2016
Northwestern Mutual Investment Services Llc New York NY 01/2017 09/2020
Brad Smith New York NY 09/2018 09/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2018 09/2020
Morgan Stanley Washington Dc DC 09/2020 09/2021
Boston University Boston MA 04/2012 05/2016
Adam Seiden New York NY 01/2017 09/2020
Adam Seiden New York NY 10/2016 12/2016
Jeffrey Buffum New York NY 04/2022 07/2023
Northwestern Mutual Investment Services Llc New York NY 04/2022 07/2023
Student Washington Dc DC 09/2021 08/2023
First Manhattan Securities Llc New York NY 05/2024 Present
Unemployed New York NY 09/2023 04/2024
  • 06/2016 → 09/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2017 → 09/2020
    New York, NY
  • 09/2018 → 09/2020
    Brad Smith
    New York, NY
  • 11/2018 → 09/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2020 → 09/2021
    Washington Dc, DC
  • 04/2012 → 05/2016
    Boston University
    Boston, MA
  • 01/2017 → 09/2020
    Adam Seiden
    New York, NY
  • 10/2016 → 12/2016
    Adam Seiden
    New York, NY
  • 04/2022 → 07/2023
    Jeffrey Buffum
    New York, NY
  • 04/2022 → 07/2023
    New York, NY
  • 09/2021 → 08/2023
    Student
    Washington Dc, DC
  • 05/2024 → Present
    First Manhattan Securities Llc
    New York, NY
  • 09/2023 → 04/2024
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-18
S63 Uniform Securities Agent State Law Examination 2017-09-18
  • S66 Uniform Combined State Law Examination
    2020-11-18
  • S63 Uniform Securities Agent State Law Examination
    2017-09-18
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Aletta Marsans
  • Aletta Marsans

View on SEC IAPD

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