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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 02/2016 | 11/2016 |
| Wells Fargo Bank, Na | San Diego | CA | 11/2005 | 07/2024 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 07/2024 |
| Lpl Financial Llc | San Diego | CA | 07/2024 | Present |
1) 07/24/2024- RENTAL PROPERTY- owner - INV. RELATED - CHULA VISTA, CA - START DATE 7/2017 - 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-28 |
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