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Thomas Howard Fautz

Korhorn Financial Group

Granger, IN

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Current Employers
Korhorn Financial Group

6910 North Main Street Building 16, Unit 41, Granger, IN 46530-8855 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-01-12
  • IN RA
    APPROVED
    Since 2022-01-12

Branch Locations

6910 North Main Street Building 16, Unit 41, Granger, IN 46530-8855 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Korhorn Financial Group Inc Granger IN 12/2014 05/2019
Korhorn Financial Group Inc Granger IN 05/2019 Present
Kfg Wealth Management Llc Granger IN 05/2019 Present
  • 12/2014 → 05/2019
    Korhorn Financial Group Inc
    Granger, IN
  • 05/2019 → Present
    Korhorn Financial Group Inc
    Granger, IN
  • 05/2019 → Present
    Kfg Wealth Management Llc
    Granger, IN
Previous Registrations
Other Businesses

1) Since 2/1/2015, have worked as a tax preparer at KFG Tax & Business Services, non investment related company, tax preparation firm, located at 6910 N. Main St., Building 16, Unit 41, Granger, IN. 46530. Duties include preparing tax returns. Spend approximately 40 hours per month at this business during February-­April, 30 during security trading hours. 2) Since 12/01/2014, have worked at Korhorn Financial Group, Inc, investment related, located at 6910 N. Main Street, Building 16 Unit 41, Granger, IN 46530. Parent company of Insurance, Tax and RIA LLCs. Position: employee and duties include assisting in the running of day to day operations, 180 hours spent per month, 140 hours spent per month during security trading hours. 3) Since 3/28/2019, have worked as an insurance agent at KFG Insurance Agency, non investment related company,insurance sales firm, located at 6910 N. Main St., Building 16, Unit 41, Granger, IN. 46530. Duties include providingsupport for the sale and service of insurance products. Spend approximately 18 hours per month at this business, 13 duringsecurity trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-03
  • S65 Uniform Investment Adviser Law Examination
    2019-07-03
Other Names
  • Tom Howard Fautz
  • Thomas H Fautz

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