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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-03-13 |
Branch Locations
402 West Cleveland Rd., Granger, IN 46530 • United States
901 County Rd 6 East, Elkhart, IN 46514 • United States
121 S Church Street, Mishawaka, IN 46544 • United States
219 West Market Street, Warsaw, IN 46580 • United States
742 East Ireland Rd, South Bend, IN 46614 • United States
901 County Road 6E, Elkhart, IN 46514 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank (Formerly: Mutualbank) | Granger | IN | 05/2013 | Present |
| Jp Morgan Securities Llc | Elkhart | IN | 04/2017 | 08/2018 |
| Jp Morgan Chase Bank | Elkhart | IN | 04/2017 | 08/2018 |
| Lpl Financial, Llc | Granger | IN | 08/2018 | Present |
1. 4/29/2020 - Northwest Investment Services - DBA: Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2020 - 160 Hours Per Month/40 Hours During Securities Trading. 2. 5/12/2021 - Northwest Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 5/11/2021 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-02 |
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