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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Doc-King Inc | Canton | GA | 12/2010 | 08/2017 |
| Metlife Securities Inc | Overland Park | KS | 11/2015 | 06/2016 |
| Ameritas Investment Corp | Lincoln | NE | 08/2016 | 06/2018 |
| Ameritas Life Insurance Corp | Lincoln | NE | 08/2016 | 06/2018 |
| Wisdom Financial Services | Salem | MO | 05/2016 | 06/2018 |
| Tax Favored Benefits | Overland Park | KS | 05/2016 | 06/2018 |
| Playnation Playsystems Inc | Canton | GA | 12/2010 | 08/2017 |
| Riverways Federal Credit Union | Salem | MO | 06/2018 | Present |
| Lpl Financial Llc | Salem | MO | 02/2019 | Present |
1) 2/13/19- Riverways Federal Credit Union - Financial Institution Duty- Branch Manager - Inv. Related - at reported business location(s)- 160 hrs/mth 2) 2/13/19- Riverways Federal Credit Union - Notary- Inv. Related- at reported business location(s)- 1% 3) 02/14/2019 - Riverways Financial Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:06/20/2018 - 60 hrs/mo - 3 hrs during trading. 4) 12/09/2024 - C&A Holliday Investments - Real Estate Rental - Investment Related - Salem, MO - Start Date 12/03/2023 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-07 |
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