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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-13 |
| MO | RA | APPROVED | 2023-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ffo Home | Ft Smith | AR | 01/2008 | 12/2020 |
| American Frieght | Delaware | OH | 12/2020 | 10/2021 |
| Thrivent Investment Management Inc | Minneapolis | MN | 10/2021 | 11/2021 |
| Thrivent Investment Management Inc | Rolla | MO | 01/2021 | 06/2023 |
| Thrivent Financial | Appleton | WI | 01/2022 | 03/2022 |
| Thrivent Financial | Appleton | WI | 03/2022 | 06/2023 |
| Riverways Federal Credit Union | Rolla | MO | 07/2023 | Present |
| Lpl Financial | Rolla | MO | 08/2023 | Present |
1- 07/2023 / Riverways Financial Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED/ At Reported Business Location(s) 2- 07/2023 / The Leclair Group / Non-Variable Insurance / At Reported Business Location(s)/ INVESTMENT RELATED / 4 HRS MNTH / 1 HRS DURING TRADING 3- 11/19/2024- Wiggins Investment Services- Real Estate Rental- Investment Related - Rolla, MO - Start Date 07/30/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-04 |
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