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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-11-13
  • MO RA
    APPROVED
    Since 2015-11-13

Branch Locations

1009 E. Scenic Rivers Blvd, Salem, MO 65560 • United States

910 S. Bishop, Rolla, MO 65401 • United States

120 E Hwy 32, Licking, MO 65542 • United States

1645 State Rd Z, Pevely, MO 63070 • United States

323 N. Jefferson, St. James, MO 65559 • United States

188 Pine St., Bourbon, MO 65441 • United States

1106 Springfield Road, Ava, MO 65608 • United States

910 N Main St, Mountian Grove, MO 65711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Town And Country Bank Salem MO 11/2012 Present
Lpl Financial Salem MO 01/2013 Present
  • 11/2012 → Present
    Town And Country Bank
    Salem, MO
  • 01/2013 → Present
    Lpl Financial
    Salem, MO
Other Businesses

1. 01/17/2013-DBA ONLY/TOWN & COUNTRY FINANCIAL SERVICES/100%/SALEM,MO 2. 01/17/2013-TOWN & COUNTRY BANK/LBE; BSA ASSISTANT/BANK DUTY/30%/SALEM,MO 3. 10/09/2019 - No business name - Not investment related - Home based - Farm - start date:10/15/2019 - 10 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-12
S63 Uniform Securities Agent State Law Examination 2008-01-23
  • S66 Uniform Combined State Law Examination
    2015-11-12
  • S63 Uniform Securities Agent State Law Examination
    2008-01-23
Other Names
  • Etta Christene Gorman
  • Etta C Phillips
  • Etta Christene Phillips

View on SEC IAPD

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