Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-16 |
| MO | RA | APPROVED | 2001-04-09 |
Branch Locations
Steelville, MO • United States
1034 South Bishop Avenue, Rolla, MO 65401 • United States
8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States
1935 East Battlefield Rd Suite C, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | Rolla | MO | 03/2001 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-07 |
Reach out to this advisor