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Karen Finlan

Equitable Advisors, LLC

Warwick, RI

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-07-15
  • RI RA
    APPROVED
    Since 2025-07-15

Branch Locations

2348 Post Road, Suite 29 Airport Professional Park, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2015 10/2016
Citizens Bank Warwick RI 11/2016 09/2019
Citizens Securities Inc Warwick RI 11/2016 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2019 05/2025
Bank Of America, N.A. Lincoln RI 08/2021 05/2025
Unemployed Warwick RI 06/2025 07/2025
Equitable Advisors, Llc New York NY 07/2025 Present
Previous Registrations
Other Businesses

12/2019 to present, POA of Husband's IRA, Non-Investment related, 2 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-23
  • S66 Uniform Combined State Law Examination
    2015-07-23
Other Names
  • Karen Rebecca Bartek
  • Karen Rebecca Kouttab
  • Karen Finlan
  • Karen Rebecca Finlan
  • Karen R Finlan

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
INTEGRATED WEALTH CONCEPTS LLC
OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MML INVESTORS SERVICES, LLC

Other Investors

ADAM MCCRYSTAL SULLIVAN
DAVID A NABB
PETER ANTHONY SULLIVAN
FRANK PETER MCGOFF
David Paul DiSanto
ROBERT ALBERT D'AMICO
JAMES MARTIN
Gregory Paul Rodger

Other Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
OSAIC WEALTH, INC. · WARWICK, RI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WARWICK, RI

More in Warwick, RI

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