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Susan Frois

Eagle Capital Advisors, LLC

Middlebury, CT

CRD 6461924

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Employer firm

Eagle Capital Advisors, LLC CRD 173730

$103M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Capital Advisors, Llc

121 Turnpike Drive, Middlebury, CT 06762 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-11-30
  • CT RA
    APPROVED
    Since 2018-11-30

Branch Locations

121 Turnpike Drive, Middlebury, CT 06762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eagle Capital Advisors Middlebury CT 09/2015 Present
  • 09/2015 → Present
    Eagle Capital Advisors
    Middlebury, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-30
  • S65 Uniform Investment Adviser Law Examination
    2018-11-30

View on SEC IAPD

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Nearby Investors

DAVID CHRISTOPHER MULHALL
WILLIAM HARVEY CONNER
FRANCESCA ANNETTA DEBONIS

Nearby Offices

LPL FINANCIAL LLC · MIDDLEBURY, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · Middlebury, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Middlebury, CT

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