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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-24
  • NY RA
    APPROVED
    Since 2022-01-24

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Citi Private Bank 1101 Pennsylvania Ave, Nw, 11Th Floor, Washington, DC 20004 • United States

Trumbull Ct, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Ridgefield CT 03/2012 Present
Norwalk Community College Norwalk CT 06/2009 Present
  • 03/2012 → Present
    Citibank
    Ridgefield, CT
  • 06/2009 → Present
    Norwalk Community College
    Norwalk, CT
Other Businesses

HELINSKI CONSTRUCTION COMPANY, LLC: I AM THE MANAGER AT THE CONSTRUCTION COMPANY, I ASSIST WITH PRICING ON PROJECTS (PROVIDING ESTIMATES) THE BUSINESS IS NOT INVESTMENT RELATED. THE ADDRESS IS 250 MILL STREET GREENWICH CONNECTICUT, I DEVOT ABOUT 8 HOURS A MONTH TO THIS BUSSINES. NOVA CAPITAL PARTNERS LLC: I AM A MEMBER OF THIS COMPANY, WHAT IT PROVIDES IS MARKETING SOLUTIONS FOR SMALL BUSINESS'S. IT IS NOT INVESTMENT-RELATED. THE ADDRESS IS 86 COURTLAND HILL STREET, STAMFORD CONNECTICUT 06906. I DEVOTE ABOUT 11 HOURS A MONTH TO THIS BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-21
S63 Uniform Securities Agent State Law Examination 2015-02-06
  • S66 Uniform Combined State Law Examination
    2022-01-21
  • S63 Uniform Securities Agent State Law Examination
    2015-02-06

View on SEC IAPD

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