Frank Mike Brochin

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 06/2018
  Centenium Advisors, Llc
  New York, NY
• 01/2016 → 01/2018
  Berens Capital Management, Llc
  New York, NY
• 02/2018 → Present
  Malta Advisors
  New York, NY
• 07/2018 → 07/2021
  New Providence Asset Management
  New York, NY
• 08/2021 → Present
  The Colony Group
  New York, NY
• 02/2017 → Present
  Stonewater Advisors
  New York, NY

Other Businesses

StoneWater Advisors, LLC. 31 Harrows Lane, Purchase, NY 10577. Investment related. StoneWater is a partnership I created before joining New Providence. I am its sole owner. It was launched in February 2017. I spend 5 hours per month on it. Malta Advisors LLC. 31 Harrows Lane, Purchase, NY 10577. Non investment related. Consulting services for investment firms. This is an inactive partnership.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-05-12

Other Names

• Frank Brochin