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Thomas Edward Morgan

J.P. Morgan Securities LLC

Newark, DE

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-02-22
  • DE RA
    APPROVED
    Since 2023-02-22

Branch Locations

500 Stanton Christiana Rd, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Newark DE 02/2023 Present
Jpmorgan Securitiies Llc Newark DE 02/2023 Present
Unemployed Wenonah NJ 10/2022 01/2023
Morgan Marina Llc Brooklawn NJ 05/2000 02/2024
Valic Financial Advisors, Inc Bedminster NJ 01/2011 09/2022
  • 02/2023 → Present
    Jpmorgan Chase Bank Na
    Newark, DE
  • 02/2023 → Present
    Jpmorgan Securitiies Llc
    Newark, DE
  • 10/2022 → 01/2023
    Unemployed
    Wenonah, NJ
  • 05/2000 → 02/2024
    Morgan Marina Llc
    Brooklawn, NJ
  • 01/2011 → 09/2022
    Valic Financial Advisors, Inc
    Bedminster, NJ
Previous Registrations
  • 2011-01-21 → 2022-10-14
    Valic Financial Advisors, Inc.
    Berkeley Heights, NJ
    Mount Laurel, NJ
    Mount Laurel, NJ
    Mount Laurel, NJ
  • 2004-03-19 → 2011-01-24
    Msi Financial Services, Inc.
    Marlton, NJ
    Marlton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-02
  • S66 Uniform Combined State Law Examination
    2004-01-02
Other Names
  • Thomas E. Morgan

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE

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