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Grace Jaihee Yoon

Rockefeller Financial LLC

New York, NY

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-23
TX RA APPROVED 2021-11-23
  • NY RA
    APPROVED
    Since 2021-11-23
  • TX RA
    APPROVED
    Since 2021-11-23

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 07/2012 03/2017
Axiom Capital Management, Inc. New York NY 05/2018 11/2018
Ernst & Young Llp New York NY 04/2017 04/2018
Rockefeller Financial Llc New York NY 03/2018 Present
Rock & Co Llc New York NY 03/2018 Present
  • 07/2012 → 03/2017
    Morgan Stanley Smith Barney
    New York, NY
  • 05/2018 → 11/2018
    Axiom Capital Management, Inc.
    New York, NY
  • 04/2017 → 04/2018
    Ernst & Young Llp
    New York, NY
  • 03/2018 → Present
    Rockefeller Financial Llc
    New York, NY
  • 03/2018 → Present
    Rock & Co Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-23
S63 Uniform Securities Agent State Law Examination 2005-03-14
  • S65 Uniform Investment Adviser Law Examination
    2021-11-23
  • S63 Uniform Securities Agent State Law Examination
    2005-03-14
Other Names
  • Grace Jaihee Yoon
  • Grace J Yoon

View on SEC IAPD

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