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Charles Frederick Marques

Aegis Capital Corp.

New York, NY

Davie, FL

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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-12
  • FL RA
    APPROVED
    Since 2026-01-12

Branch Locations

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Davie, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 05/2014 07/2016
Seacoast National Bank Stuart FL 04/2014 07/2016
Aegis Capital Corp. Davie FL 09/2024 Present
Lpl Financial Llc Jupiter FL 07/2016 09/2024
  • 05/2014 → 07/2016
    Invest Financial Corporation
    Tampa, FL
  • 04/2014 → 07/2016
    Seacoast National Bank
    Stuart, FL
  • 09/2024 → Present
    Davie, FL
  • 07/2016 → 09/2024
    Jupiter, FL
Previous Registrations
  • 2016-07-06 → 2024-10-08
    Weston, FL
    Jupiter, FL
    San Diego, CA
  • 2014-10-14 → 2016-07-06
    Invest Financial Corporation
    Jensen Beach, FL
    Stuart, FL
    Jensen Beach, FL
    Stuart, FL
    Tequesta, FL
    Palm Beach Gardens, FL
    Jupiter, FL
  • 2007-03-08 → 2007-12-20
    Ifmg Securities, Inc.
    Lighthouse Point, FL
    Deerfield Beach, FL
    Pompano Beach, FL
    Ft. Lauderdale, FL
    Wilton Manors, FL
    Lauderdale-By-The-Sea, FL
    Ft. Lauderdale, FL
    Deerfield Beach, FL
    Deerfield Beach, FL
    Delray Beach, FL
  • 2003-12-09 → 2005-06-14
    Plantation, FL
Other Businesses

1) ACC AGENCY, INC., 1305 WALT WHITMAN RD. STE 120, MELVILLE, NY 11747; INVESTMENT-RELATED; PRODUCER/AGENT, GENERAL INSURANCE AGENCY; START DATE: 04/03/2025; 5-10 HOURS PER MONTH DEVOTED TO ACTIVITY; 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-08
  • S66 Uniform Combined State Law Examination
    2014-10-08

View on SEC IAPD

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