David W Pleiss

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 04/2018
  Lpl Financial, Llc
  Jasper, IN
• 01/2012 → 04/2018
  German American Financial Advisors
  Jasper, IN
• 04/2018 → Present
  Fifth Third Bank
  Cincinnati, OH
• 04/2018 → Present
  Fifth Third Securities
  Cincinnati, OH

Previous Registrations

• 2012-01-31 → 2018-04-20
  Lpl Financial Llc
  Jasper, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Petersburg, IN
  Bloomington, IN
  Vincennes, IN
  Princeton, IN
  Bloomington, IN
  Evansville, IN
  Washington, IN
  Loogootee, IN
  Columbus, IN
  Tell City, IN
  Huntingburg, IN
  Ferdinand, IN
  Rockport, IN
  Jasper, IN
  Dubois, IN
  Holland, IN
  Jasper, IN
  Bedford, IN
  Oakland City, IN
  Vincennes, IN
  Jasper, IN
  Jasper, IN
  Sellersburg, IN
  Floyds Knobs, IN
  Dubois, IN
• 2008-05-13 → 2010-09-03
  Questar Asset Management, Inc.
  Minneapolis, MN
• 2005-11-30 → 2008-01-18
  Invest Financial Corporation
  Evansville, IN
  Bloomington, IN
  Boonville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Evansville, IN
  Jasper, IN
  Jasper, IN
  Mount Vernon, IN
  Newburgh, IN
  Paoli, IN
  Princeton, IN
  Shoals, IN
  Tell City, IN
  Louisville, KY
• 2005-11-03 → 2005-12-01
  Onb Investment Services, Inc.
  Terre Haute, IN
  Greenville, KY
  Madisonville, KY
  Clinton, IN
  Rockville, IN
  Greencastle, IN
  Bloomington, IN
  Terre Haute, IN
  Carbondale, IL
  Danville, IL
  Marshall, IL
  Washington, IN
  Owensboro, KY
  Muncie, IN
  Harrisburg, IL
  Terre Haute, IN
  Jasper, IN
  Indianapolis, IN
  Covington, IN
  Carmel, IN
  Fishers, IN
  Marion, IL
  Mt Vernon, IL
  Muncie, IN
  Owensboro, KY
  Greenwood, IN
  Ofallon, IL
  Paoli, IN
  Richmond, IN
  Carterville, IL
  Anderson, IN
  Carmi, IL
  Indianapolis, IN
  Desoto, IL
  Shoals, IN
  Jasper, IN
  Winchester, IN
  Bloomington, IN

Exams

• S66 Uniform Combined State Law Examination
  2003-11-06

Other Names

• David Wayne Pleiss