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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-10-04
  • IN RA
    APPROVED
    Since 2021-10-04

Branch Locations

20 Nw Third St, Evansville, IN 47708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Jasper IN 01/2012 04/2018
German American Financial Advisors Jasper IN 01/2012 04/2018
Fifth Third Bank Cincinnati OH 04/2018 Present
Fifth Third Securities Cincinnati OH 04/2018 Present
  • 01/2012 → 04/2018
    Jasper, IN
  • 01/2012 → 04/2018
    German American Financial Advisors
    Jasper, IN
  • 04/2018 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 04/2018 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
  • 2012-01-31 → 2018-04-20
    Jasper, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Petersburg, IN
    Bloomington, IN
    Vincennes, IN
    Princeton, IN
    Bloomington, IN
    Evansville, IN
    Washington, IN
    Loogootee, IN
    Columbus, IN
    Tell City, IN
    Huntingburg, IN
    Ferdinand, IN
    Rockport, IN
    Jasper, IN
    Dubois, IN
    Holland, IN
    Jasper, IN
    Bedford, IN
    Oakland City, IN
    Vincennes, IN
    Jasper, IN
    Jasper, IN
    Sellersburg, IN
    Floyds Knobs, IN
    Dubois, IN
  • 2008-05-13 → 2010-09-03
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2005-11-30 → 2008-01-18
    Invest Financial Corporation
    Evansville, IN
    Bloomington, IN
    Boonville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Evansville, IN
    Jasper, IN
    Jasper, IN
    Mount Vernon, IN
    Newburgh, IN
    Paoli, IN
    Princeton, IN
    Shoals, IN
    Tell City, IN
    Louisville, KY
  • 2005-11-03 → 2005-12-01
    Onb Investment Services, Inc.
    Terre Haute, IN
    Greenville, KY
    Madisonville, KY
    Clinton, IN
    Rockville, IN
    Greencastle, IN
    Bloomington, IN
    Terre Haute, IN
    Carbondale, IL
    Danville, IL
    Marshall, IL
    Washington, IN
    Owensboro, KY
    Muncie, IN
    Harrisburg, IL
    Terre Haute, IN
    Jasper, IN
    Indianapolis, IN
    Covington, IN
    Carmel, IN
    Fishers, IN
    Marion, IL
    Mt Vernon, IL
    Muncie, IN
    Owensboro, KY
    Greenwood, IN
    Ofallon, IL
    Paoli, IN
    Richmond, IN
    Carterville, IL
    Anderson, IN
    Carmi, IL
    Indianapolis, IN
    Desoto, IL
    Shoals, IN
    Jasper, IN
    Winchester, IN
    Bloomington, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-06
  • S66 Uniform Combined State Law Examination
    2003-11-06
Other Names
  • David Wayne Pleiss

View on SEC IAPD

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