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Amy Prahser

Morgan Stanley

El Segundo, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-29
TX RA APPROVED_RES 2025-08-29
  • CA RA
    APPROVED
    Since 2025-08-29
  • TX RA
    APPROVED_RES
    Since 2025-08-29

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Beverly Hills CA 02/2009 08/2025
Morgan Stanley Smith Barney Llc El Segundo CA 08/2025 Present
  • 02/2009 → 08/2025
    Rbc Capital Markets Corporation
    Beverly Hills, CA
  • 08/2025 → Present
    Morgan Stanley Smith Barney Llc
    El Segundo, CA
Previous Registrations
  • 2011-08-09 → 2025-09-05
    Rbc Capital Markets, Llc
    Century City, CA
    Beverly Hills, CA
    El Segundo, CA
    Redondo Beach, CA
    Redondo Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-08
S63 Uniform Securities Agent State Law Examination 2011-05-23
  • S65 Uniform Investment Adviser Law Examination
    2011-08-08
  • S63 Uniform Securities Agent State Law Examination
    2011-05-23
Other Names
  • Amy E Hough
  • Amy E Prahser

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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