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Barbara J Lagarto

Wells Fargo Clearing Services, LLC

Danbury, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-13
CT RA APPROVED 2019-09-03
  • TX RA
    APPROVED
    Since 2021-01-13
  • CT RA
    APPROVED
    Since 2019-09-03

Branch Locations

83 Wooster Hts Ste 401 Lee Farm Corporate Park, Danbury, CT 06810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stamford CT 12/2012 08/2019
Wells Fargo Clearing Services Llc Danbury CT 08/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-14
  • S66 Uniform Combined State Law Examination
    2007-09-14
Other Names
  • Barbara Jean Parille
  • Barbara J Lagarto
  • Barbara Lagarto

View on SEC IAPD

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