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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-04-26
TX RA APPROVED 2023-04-26
  • KS RA
    APPROVED
    Since 2023-04-26
  • TX RA
    APPROVED
    Since 2023-04-26

Branch Locations

3705 Clinton Pkwy Suite 200, Lawrence, KS 66047 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 04/2023
Afa Inc Lawrence KS 04/2021 04/2023
Afa Inc Dba Affinity Financial Advisors ; Lawrence KS 04/2019 04/2023
Afa Inc Dba Mcdaniel Knutson Financial Partners Lawrence KS 12/2009 04/2023
Aw Securities Folsom CA 04/2023 Present
  • 01/2013 → 04/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2021 → 04/2023
    Afa Inc
    Lawrence, KS
  • 04/2019 → 04/2023
    Afa Inc Dba Affinity Financial Advisors ;
    Lawrence, KS
  • 12/2009 → 04/2023
    Afa Inc Dba Mcdaniel Knutson Financial Partners
    Lawrence, KS
  • 04/2023 → Present
    Aw Securities
    Folsom, CA
Previous Registrations
  • 2007-10-25 → 2023-08-15
    Affinity Financial Advisors
    Lawrence, KS
  • 2006-02-21 → 2023-04-20
    Cetera Wealth Services, Llc
    Lawrence, KS
Other Businesses

NAME OF OTHER BUSINESS: Bogner Publishing INVESTMENT RELATED: NO; ADDRESS: 31124 W 166TH ST, GARDNER, KS 66030; NATURE OF BUSINESS: BOOK; START DATE: 1/2023; TITLE: AUTHOR; APX # OF HRS/WK & DURING TRADING HRS: 5; DUTIES: WRITING AND PUBLISHING A BOOK ABOUT PERSONAL FINANCE - WORKING TITLE "MONEY MOVES: A FINANCIAL ACTION PLAN FOR YOUR 30S AND 40S";

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-31
  • S66 Uniform Combined State Law Examination
    2006-01-31
Designations
Other Names
  • Victoria Marie Martinson
  • Vickie Marie Bogner
  • Victoria Marie Bogner

View on SEC IAPD

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