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Ben Matthew Mallinger

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-01-19
  • CA RA
    APPROVED
    Since 2010-01-19

Branch Locations

2305 Historic Decatur Rd, #100, San Diego, CA 92106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial La Mesa CA 01/2010 Present
  • 01/2010 → Present
    Lpl Financial
    La Mesa, CA
Previous Registrations
  • 2009-10-23 → 2010-01-25
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2008-09-02 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2007-01-19 → 2008-08-14
    Edward Jones
    Cedar Park, TX
    St Louis, MO
    Cedar Park, TX
Other Businesses

1. 01/15/10 - REAL ESTATE RENTAL, PROPERTIES IN TX, 1% OF TIME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 2005-10-27
  • S66 Uniform Combined State Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    2005-10-27
Other Names
  • Ben M Mallinger

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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