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Carrie Foye

Morgan Stanley

San Diego, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-07
TX RA APPROVED 2024-06-07
  • CA RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED
    Since 2024-06-07

Branch Locations

16644 West Bernardo Drive Suite 400, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Del Mar CA 01/2013 06/2024
Morgan Stanley Smith Barney Llc San Diego CA 06/2024 Present
  • 01/2013 → 06/2024
    Jpmorgan Securities Llc
    Del Mar, CA
  • 06/2024 → Present
    Morgan Stanley Smith Barney Llc
    San Diego, CA
Previous Registrations
  • 2013-10-10 → 2024-06-11
    J.P. Morgan Securities Llc
    Del Mar, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Ramona, CA
    Ramona, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-08
  • S66 Uniform Combined State Law Examination
    2013-10-08
Other Names
  • Carrie Louise Foye
  • Carrie Louise Gaffney

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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