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Shanda Kay Ransom

Kingswood Wealth Advisors, LLC

San Diego, CA

Austin, TX

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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-04
  • TX RA
    APPROVED
    Since 2025-11-04

Branch Locations

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

901 S Mopac Expressway Bldg 1 Suite 300, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2019 01/2024
Unemployed Austin TX 02/2019 10/2019
Kingswood Capital Partners Austin TX 11/2025 Present
Kingswood Wealth Advisors Austin TX 11/2025 Present
Edward Jones Austin TX 04/2005 02/2019
Edward Jones St Louis MO 01/2024 10/2025
  • 10/2019 → 01/2024
    Edward Jones
    St Louis, MO
  • 02/2019 → 10/2019
    Unemployed
    Austin, TX
  • 11/2025 → Present
    Kingswood Capital Partners
    Austin, TX
  • 11/2025 → Present
    Kingswood Wealth Advisors
    Austin, TX
  • 04/2005 → 02/2019
    Edward Jones
    Austin, TX
  • 01/2024 → 10/2025
    Edward Jones
    St Louis, MO
Previous Registrations
  • 2024-03-25 → 2025-11-05
    Edward Jones
    St. Louis, MO
    Austin, TX
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-18
  • S66 Uniform Combined State Law Examination
    2024-03-18
Other Names
  • Shanda Kay Baseman
  • Shanda Ransom

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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