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1 Brunswick Avenue, Gardiner, ME 04345 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-04 |
| ME | RA | APPROVED | 2026-08-04 |
Branch Locations
1 Brunswick Avenue, Gardiner, ME 04345 • United States
15169 North Scottsdale Road Suite 205, Scottsdale, AZ 85254 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 07/2011 | 04/2022 |
| Bank Of America, N.A. | Chandler | AZ | 08/2011 | 04/2022 |
| Fidelity Investments | Salt Lake City | UT | 07/2022 | 04/2026 |
| Fidelity Investments | Boston | MA | 03/2025 | 04/2026 |
| J.M. Arbour, Llc | Scottsdale | AZ | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-01 |
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