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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-15 |
Branch Locations
777 Third Ave Suite 1703, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 12/2024 | Present |
| Park Avenue Securities | New York | NY | 12/2024 | Present |
| Qualified Employee Benefits, Inc. | New York | NY | 05/2015 | 12/2024 |
1) QUALIFIED Employee Benefits, Inc.-owner, Nature of Business: Independent Group Medical Insurance Agency , Start date: 05/13/2004, Address: 244 5th Avenue, G257, NY, NY 10001, Duties: Insurance other than Guardian 10 total hours per month; 5 during securities trading hours, Investment related, 2) Book -Author, Nature of Business: book on Financial Literacy, Start date: 04/11/2004, Address: 244 5th Avenue, G257, NY, NY 10001, Duties: writing a book, 1 total hours per month; 1 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-13 |
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