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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-07 |
| IL | RA | APPROVED | 2004-12-03 |
Branch Locations
2021 Spring Rd, Oak Brook, IL 60523 • United States
Franklin Park, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 09/1993 | Present |
I*1922352 Entity For Profit Name of OBA: Roosevelt at Salt Creek Retirement Community Address: Elmhurst, Illinois, 60126 Investment Related: Other Position, Title, Association: Employee Start Date: 08/24/2024 No Hours: 1 No Hours during trading: 0 Duties: Zumba Chair Instructor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-22 |
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