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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-23 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R.W. Baird & Co | Seattle | WA | 07/2016 | 11/2016 |
| Unemployed | Santa Barbara | CA | 12/2016 | 04/2017 |
| Monarch Wealth Strategies | Santa Barbara | CA | 05/2017 | 06/2019 |
| Lpl Financial Llc | Santa Barbara | CA | 05/2018 | 06/2019 |
| Lpl Financial Llc | San Diego | CA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-05 |
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