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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-05-23
  • CA RA
    APPROVED
    Since 2018-05-23

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.W. Baird & Co Seattle WA 07/2016 11/2016
Unemployed Santa Barbara CA 12/2016 04/2017
Monarch Wealth Strategies Santa Barbara CA 05/2017 06/2019
Lpl Financial Llc Santa Barbara CA 05/2018 06/2019
Lpl Financial Llc San Diego CA 06/2019 Present
  • 07/2016 → 11/2016
    R.W. Baird & Co
    Seattle, WA
  • 12/2016 → 04/2017
    Unemployed
    Santa Barbara, CA
  • 05/2017 → 06/2019
    Monarch Wealth Strategies
    Santa Barbara, CA
  • 05/2018 → 06/2019
    Santa Barbara, CA
  • 06/2019 → Present
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-05
  • S66 Uniform Combined State Law Examination
    2016-10-05
Other Names
  • Marina Andina

View on SEC IAPD

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