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Dawn Marie Blocker

Edward Jones

Mesa, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-23
TX RA APPROVED_RES 2014-10-16
  • AZ RA
    APPROVED
    Since 2023-05-23
  • TX RA
    APPROVED_RES
    Since 2014-10-16

Branch Locations

1423 S Higley Rd Suite 124, Mesa, AZ 85206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Mesa AZ 02/1999 Present
Bank Of America Mesa AZ 06/1992 Present
  • 02/1999 → Present
    Edward D. Jones & Co., L.P.
    Mesa, AZ
  • 06/1992 → Present
    Bank Of America
    Mesa, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-22
S63 Uniform Securities Agent State Law Examination 1995-10-17
  • S65 Uniform Investment Adviser Law Examination
    1997-08-22
  • S63 Uniform Securities Agent State Law Examination
    1995-10-17
Other Names
  • Dawn Marie Scharich
  • Dawn Marie Zubia

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MESA, AZ
TRIBECA FINANCIAL, LLC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
LPL FINANCIAL LLC · Mesa, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
EDWARD JONES · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ

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