Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-06-07 |
Branch Locations
425 Packerland Dr Ste F, Green Bay, WI 54303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Mechanicsburg | PA | 08/2016 | 03/2017 |
| Thrivent Investment Management Inc | Lancaster | PA | 10/2016 | 07/2017 |
| Michael Smith - Thrivent Financial | Mechanicsburg | PA | 03/2017 | 07/2017 |
| None | De Pere | WI | 08/2017 | 11/2017 |
| Ameriprise Financial Services, Inc. | Green Bay | WI | 11/2017 | 01/2018 |
| Ameriprise Financial Services, Inc. | De Pere | WI | 01/2018 | 01/2020 |
| None | De Pere | WI | 02/2020 | 08/2020 |
| Kforce, Inc | Green Bay | WI | 08/2020 | 07/2022 |
| Lpl Financial | Green Bay | WI | 03/2022 | Present |
1- 03/2022 / Truway Financial Management / DBA for LPL Business (entity for LPL business) / Investment Related / Green Bay, WI 54303 2.-09/15/2022 - Truway Financial Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/30/2022 - 24 Hours Per Month/20 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-06 |
Reach out to this advisor