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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-08-13
  • TX RA
    APPROVED
    Since 2008-08-13

Branch Locations

800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States

Kingwood, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce,Fenner&Smith Inc Houston TX 02/1993 Present
Merrill Lynch,Pierce,Fenner&Amp;Smith Inc Houston TX 02/1993 Present
  • 02/1993 → Present
    Merrill Lynch,Pierce,Fenner&Smith Inc
    Houston, TX
  • 02/1993 → Present
    Merrill Lynch,Pierce,Fenner&Amp;Smith Inc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-19
  • S66 Uniform Combined State Law Examination
    2005-01-19
Other Names
  • Nancy Turner Thyden
  • Nancy T Sawyer
  • Nancy Turner Sawyer
  • Nancy Turner Thyden

View on SEC IAPD

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