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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-04 |
| MD | RA | APPROVED | 2017-03-20 |
Branch Locations
211 N Union Street Suite 100 Rooms 109 & 121 & 148, Alexandria, VA 22314-2643 • United States
Laurel, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Silver Springs | MD | 12/2007 | 11/2016 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 03/2020 | Present |
| Unemployed | Laurel | MD | 11/2016 | 02/2017 |
| Ameriprise Financial Services, Inc. | Bethesda | MD | 03/2017 | 03/2020 |
Outside Employment; I Find Education; Schedular/Prospecting - Assisting sponsoring advisor with scheduling/prospection; ; 120 Bytham Ridge Lane, , Potomac, MD, 20854; Not Investment-Related; 04/28/2020; 1 to 9 hours per month; 1 to 9 during trading hours / GBB LLC; Para Planning support; Income from franchise advisor LLC for Ameriprise activities; 433 Plaza Real, Ste 275, Boca Raton, FL, 33432; Investment-Related; 01/02/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-11 |
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