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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-04
MD RA APPROVED 2017-03-20
  • TX RA
    APPROVED_RES
    Since 2019-12-04
  • MD RA
    APPROVED
    Since 2017-03-20

Branch Locations

211 N Union Street Suite 100 Rooms 109 & 121 & 148, Alexandria, VA 22314-2643 • United States

Laurel, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Silver Springs MD 12/2007 11/2016
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 Present
Unemployed Laurel MD 11/2016 02/2017
Ameriprise Financial Services, Inc. Bethesda MD 03/2017 03/2020
  • 12/2007 → 11/2016
    Bb&T Investment Services, Inc.
    Silver Springs, MD
  • 03/2020 → Present
    Boca Raton, FL
  • 11/2016 → 02/2017
    Unemployed
    Laurel, MD
  • 03/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    Bethesda, MD
Previous Registrations
  • 2009-12-08 → 2016-11-29
    Bb&T Investment Services, Inc.
    College Park, MD
    Charlotte, NC
    College Park, MD
    Beltsville, MD
    Reston, VA
    Silver Spring, MD
    College Park, MD
    Beltsville, MD
    Greenbelt, MD
    Hyattsville, MD
    Lanham, MD
    Silver Spring, MD
    College Park, MD
    Forestville, MD
    Silver Spring, MD
    Kensington, MD
    Washington, DC
    Rockville, MD
    Silver Spring, MD
    Camp Springs, MD
    Laurel, MD
    Gaithersburg, MD
  • 2007-05-29 → 2009-12-04
    Silver Spring, MD
    Washington, DC
    Silver Spring, MD
  • 2003-05-28 → 2007-05-29
    Citicorp Investment Services
    Silver Spring, MD
    Silver Spring, MD
Other Businesses

Outside Employment; I Find Education; Schedular/Prospecting - Assisting sponsoring advisor with scheduling/prospection; ; 120 Bytham Ridge Lane, , Potomac, MD, 20854; Not Investment-Related; 04/28/2020; 1 to 9 hours per month; 1 to 9 during trading hours / GBB LLC; Para Planning support; Income from franchise advisor LLC for Ameriprise activities; 433 Plaza Real, Ste 275, Boca Raton, FL, 33432; Investment-Related; 01/02/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-24
S63 Uniform Securities Agent State Law Examination 1994-11-11
  • S65 Uniform Investment Adviser Law Examination
    1995-11-24
  • S63 Uniform Securities Agent State Law Examination
    1994-11-11
Other Names
  • Michael D Litherland

View on SEC IAPD

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