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Rita Reuland Brown

Spc

Mount Prospect, IL

Ann Arbor, MI

CRD 2487564

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Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2002-04-26
  • IL RA
    APPROVED
    Since 2002-04-26

Branch Locations

1661 Feehanville Dr. Suite 440, Mount Prospect, IL 60056 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Planning Corp Des Plaines IA 04/2002 Present
Sigma Financial Corporation Ann Arbor MI 04/2002 Present
  • 04/2002 → Present
    Sigma Planning Corp
    Des Plaines, IA
  • 04/2002 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
Other Businesses

Sale of various insurance products (including life insurance, individual health insurance or Medicare supplements) through various insurance companies. Start date: 5/1/23, approx. 2-3 hrs/mo, none during mkt. hrs. INV REL: Y

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-05
S63 Uniform Securities Agent State Law Examination 1994-05-12
  • S65 Uniform Investment Adviser Law Examination
    1998-08-05
  • S63 Uniform Securities Agent State Law Examination
    1994-05-12
Designations
  • Certified Financial Planner
Other Names
  • Rita Marie Reuland
  • Rita R Brown Fischman
  • Rita Reuland Brown

View on SEC IAPD

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