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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2002-04-26 |
Branch Locations
1661 Feehanville Dr. Suite 440, Mount Prospect, IL 60056 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Planning Corp | Des Plaines | IA | 04/2002 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 04/2002 | Present |
Sale of various insurance products (including life insurance, individual health insurance or Medicare supplements) through various insurance companies. Start date: 5/1/23, approx. 2-3 hrs/mo, none during mkt. hrs. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-12 |
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