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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-26
IL RA APPROVED 2023-08-16
  • TX RA
    APPROVED
    Since 2024-07-26
  • IL RA
    APPROVED
    Since 2023-08-16

Branch Locations

2 W Northwest Hwy, Mount Prospect, IL 60056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Hanover Park IL 09/2011 Present
J.P. Morgan Securities Llc Hanover Park IL 10/2012 Present
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2016 ADDRESS: 1101 ARLINGTON HEIGHTS, IL. DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-03
S63 Uniform Securities Agent State Law Examination 2012-08-20
  • S66 Uniform Combined State Law Examination
    2023-07-03
  • S63 Uniform Securities Agent State Law Examination
    2012-08-20

View on SEC IAPD

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