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Derick Enos

J.P. Morgan Securities LLC

Mount Prospect, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-30
IL RA APPROVED 2019-11-20
  • TX RA
    APPROVED
    Since 2020-01-30
  • IL RA
    APPROVED
    Since 2019-11-20

Branch Locations

2 W Northwest Hwy, Mount Prospect, IL 60056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Chicago IL 06/1999 03/2018
Jp Morgan Securities, Llc Mt. Prospect IL 11/2019 Present
Jp Morgan Chase Bank, N.A. Mt. Prospect IL 11/2019 Present
Td Ameritrade/Scottrade Chicago IL 05/1999 12/2017
Unemployed Chicago IL 04/2018 10/2019
Scottrade Investment Management Chicago IL 05/2017 03/2018
  • 06/1999 → 03/2018
    Scottrade
    Chicago, IL
  • 11/2019 → Present
    Jp Morgan Securities, Llc
    Mt. Prospect, IL
  • 11/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Mt. Prospect, IL
  • 05/1999 → 12/2017
    Td Ameritrade/Scottrade
    Chicago, IL
  • 04/2018 → 10/2019
    Unemployed
    Chicago, IL
  • 05/2017 → 03/2018
    Scottrade Investment Management
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-17
S63 Uniform Securities Agent State Law Examination 2000-07-24
  • S66 Uniform Combined State Law Examination
    2018-12-17
  • S63 Uniform Securities Agent State Law Examination
    2000-07-24
Other Names
  • Derick Enos
  • Derick D Enos

View on SEC IAPD

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