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Sean Michael Bogda

Clearbridge Investments, LLC

New York, NY

CRD 2455469

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Employer firm

Clearbridge Investments, LLC CRD 137028

$185B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-17
  • PA RA
    APPROVED
    Since 2023-02-17

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clearbridge Investments Llc Wilmington DE 04/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-24
  • S65 Uniform Investment Adviser Law Examination
    1994-01-24

View on SEC IAPD

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